USPS Appeal
Note: The convoluted formatting is the result of converting from a .pdf to a web page. Please contact me for a forwarded .pdf if needed. Chuck Klein, cklein@chuckkleinauthor.com
Case No. 25-3965
IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
Charles H. Klein,Jr., Annette Klein,Eric Havens,and Shandra Havens,
Plaintiffs-Appellants
v.
United States Postal Service, Mary Mitchell, Postmaster, Georgetown PostOffice,InHerOfficialCapacity,andTerrenceManey,PostOffice Operations Manager, In His Official Capacity,
Defendants-Appellees
On Appeal from the United States District Court Southern District of Ohio, Western Division Case No. 1:24-cv-00672
BRIEF OF PLAINTIFFS-APPELLANTS
CHARLES H. KLEIN, JR., ANNETTE KLEIN, ERIC HAVENS, AND SHANDRA HAVENS
Richard Ganulin, Esq. (0025642) Attorney at Law
3662 KendallAvenue
Cincinnati, Ohio 45208
(513)405-6696
Attorney for Plaintiffs-Appellants
CORPORATE DISCLOSURE
Pursuant to Federal Rule of Appellate Procedure and Sixth Circuit Rule 26.1, counsel for Plaintiffs-Appellants certify that no party to this appeal is a subsidiary or affiliate of a publicly owned corporation and no publicly owned corporation that is not a party to this appeal has a financial interest in the outcome. Plaintiffs-Appellants are all individual citizens.
TABLEOFAUTHORITIES
Cases
AidAss’n for Lutherans v.U.S.Postal Service,
321F.3d1166(D.C.Cir.2003)..................................................................................................................................... 26
American Library Ass’n v.FCC,
406F.3d689(D.C.Cir.2005)........................................................................................................................................ 26
Axon Enter.v.FTC,
598U.S.175(2023).............................................................................................. passim
Chevron U.S.A.,Inc.v.Natural Resources Defense Council,Inc.,
467U.S.837(1984)............................................................................................. 27
Elgin v.Dept. of Treasury,
567U.S.1(2012)............................................................................................................................................................... 25,26
Free Enterprise Fund v. Public Company Accounting Oversight Bd.,
561U.S.477(2010)............................................................................................................................................................ 21
Game Fly,Inc. v. Postal Regulatory Commission,
704F.3d145(D.C.Cir.2013)...................................................................................................................................................... 27
Loper Bright Enterprises v. Raimondo,3U.S.369(2024)..................................................................................... 27
Marbury v. Madison,
5U.S.137(1803)............................................................................................................................................................. 3,11, 22
Mims v. Arrow Financial Services,LLC,
565U.S.368(2012)................................................................................................................................................................ 18
Rosencrans v. UnitedStates,
165U.S.257(1897)................................................................................................................................................................ 18
Steel Co. v. Citizens for a Better Environment,
523U.S.83(1998)............................................................................................................................................................... 28
Thunder Basin Coal Co. v. Reich,
510U.S.200(1994)........................................................................................... passim
United States v. Klein,
80U.S.128(1871)................................................................................................................................................................ 3, 22
Village of Willowbrook v. Olech,
528U.S.562(2000)........................................................................................... passim
Statutes
5U.S.C.1101,etseq.......................................................................................... 25
28U.S.C.1331....................................................................................................................................................... 11,18,24,27
30U.S.C.801........................................................................................................................................................... 23
39U.S.C.3662.................................................................................................. passim
39U.S.C.3663................................................................................................... passim
STATEMENT REGARDING ORAL ARGUMENT
Pursuant to Federal Rules of Appellate Procedure 34(a)(1) and Sixth Circuit Rule 34(a), the Appellants (“Klein”) request oral argument.
The case at bar presents a fundamental and essential issue of statutory and constitutional construction determining citizens’ meaningful access to the federal judiciary for purposes of seeking injunctive relief against the United States Postal Service and its officials (“USPS”) for ongoing deprivation of the constitutional right to equal protection. USPSintentionally and arbitrarily treats Klein differently than others similarly situated in all relevant material respects.Contrary to the letter and spirit of the United States Constitution, the district court disclaimed subject matter jurisdiction over the constitutional claim based upon 39 U.S.C. 3662(a), an act of Congress.The district court unconstitutionally applied 39 U.S.C. 3662(a) to Klein’s constitutional equal protection claim and redirected Klein to the Postal Regulatory Commission (“PRC”), an administrative tribunal.
1 The district court did this even though the government acknowledged it “reserves the right to argue to the PRC that it lacks jurisdiction to hear any complaint Plaintiffs may file there regarding their factual allegations.”
1ThePostalRegulatoryCommissionwasformerlyknownasthe“PostalRate Commission.”
The Court may benefit from the opportunity to discuss whether the district court erred in applying 39 U.S.C. 3662 to divest Article III courts of jurisdiction over Klein’s equal protection claim seeking injunctive relief from ongoing arbitrary executive action, where the statutory administrative forum lacks authority to decide constitutional claims, its administrative review is discretionary, and there is no meaningful de novo federal court review of the constitutional claim.
JURISDICTIONAL STATEMENT
The district court had jurisdiction pursuant to 28 U.S.C. 1331 because the action arises under the Constitution of the United States.The district court entered its Opinion and Order, and its Judgment, on October 27, 2025, erroneously dismissing the Klein’s First Amended Complaint on the ground that the district court lacked subject matter jurisdiction over Klein’s claimfor injunctive relief that the federal government was unconstitutionally depriving the Appellants of their entitlement to equal protection under the law.RE ## 21-22, PageID ## 85-96.
The district court erred because the PRC, the statutory agency designated in 39 U.S.C. 3662, lacks authority to hear and decide constitutional claims.39 U.S.C. 3663 only confers limited appellate review authority on the United States Court of Appeals for the District of Columbia Circuit for actual decisions of the PRC within the scope of the PRC’s authority.This statutory scheme, as applied to Klein, does not confer meaningful federal court judicial review over the federal government’s unconstitutional conduct.
Klein timely filed a Notice of Appeal on December 9, 2025.RE # 23, PageID # 97.This Court of Appeals has jurisdiction over the district court’s Opinion and Order, and Judgment, pursuant to 28 U.S.C. 1291.
STATEMENT OF THE ISSUES PRESENTED FOR REVIEW
Klein ultimately seeks injunctive remedy for the federal government’s unconstitutional refusal to provide USPS mail delivery to the Klein properties in Brown County, Ohio. However, the district court disclaimed subject matter jurisdiction over the merits of Klein’s constitutional claim against USPS seeking injunctive relief.Consequently, the issue presented for review to this Court of Appeals is whether the district court erred by denying its subject matter jurisdiction over Klein’s claim that the federal government is unconstitutionally denying Klein of entitlement to equal protection of the law by intentionally treating Klein differently than others similarly situated in all relevant material respects.
For purposes of determining federal court subject matter jurisdictionin response to the USPS facial attack on Klein’s First Amended Complaint, the facts before the Court are deemed admitted.The district court recited many of those facts in its Opinion and Order, Doc #21, PAGEID ##85-95, and the district court acknowledged it “treats the facts alleged in the Amended Complaint as true.”
The district court wholly ignored Klein’s constitutional claim and instead treated the claim as if it was statutory.Id., PAGEID #89, et seq. KleinbroughtthisactionpresentingtheongoingVillageofWillowbrook
deprivation of equal protection claim under the United States Constitution and challenging USPS’s intentional and arbitrary differential treatment. Klein did not file a statutory claim in the Amended Complaint.The district court nevertheless erroneously concluded that Congress “divested this Court of jurisdiction over Plaintiffs’ claim [of unconstitutional deprivation of equal protection under the law]”. Id., PAGEID #93.The district court unlawfully elevated Congress over the Constitution. The district court unlawfully erased Klein’s right under the Constitution to meaningful access to the federal judiciary for purposes of seeking injunctive relief stopping ongoing unconstitutional conduct by USPS.
Klein’s underlying rights in issue with regard to the federal government’s arbitrary and selective conducte manate from the Constitution, not from Congress.The plaintiffin Village of Willowbrook v.Olech,528
U.S. 562 (2000), was able to access the federal judiciary to challenge the local government’s deprivation of the right to equal protection with regard to local government utility service and the local government’s arbitrary and selective treatment of Olech. Klein here similarly can access the federal judiciary to challenge the federal government’s deprivation of the right to equal protection for a federal government service and to seek injunctive
relief.The Constitution itself confers that meaningful access to the federal judiciary and federal jurisdiction statutes otherwise confer that access.
39 U.S.C. 3662 and 3663 do not impliedly divest the federal judiciary of subject matter jurisdiction over Klein’s requested injunctive relief for the federal government’s ongoing
unconstitutional conduct.The district court erred by leaving Klein with no meaningful judicial review to hear and adjudicate the constitutional claim.
2
2Just as the spirit of Marbury v. Madison echoes within the case at bar, so does United States v. Klein, 80 U.S. 128 (1871).Klein acted to preserve separation of powers and prevent Congress from impermissibly interfering with the judicial function.Similarly, here, applied by the district court, the Congressional statute insulates unconstitutional conduct from meaningful judicial review.
STATEMENT OF THE CASE
The following facts, deemed true by the district court for purposes of deciding the USPS motion to dismiss for lack of subject matter jurisdiction, are in Klein’s First Amended Complaint.RE #13, PAGEID ## 47-52.
In April 2015, USPS Postal Area Supervisor Lisa Chapman-Walters, A/MPOO Area 3, Lawrenceburg Post Office, expressly approved Klein’s request to place his mailbox at the end of Klein’s driveway at 6500 Hillman Ridge Road, a rural road in Brown County, Ohio. Postal Area Supervisor Chapman-Walters informed Klein:
I am in receipt of your recent email regarding the movement of your mailbox on Hillman Ridge Road. After discussing the issue with the current Postmaster in Georgetown, the placement of your mailbox will be permitted at the end of your driveway on 6500 Hillman. In addition, you will not be required to retain a letter from Pleasant Township Trustees nor will you be required to create a turn-around for the mail carrier. In closing,I would like to extend an apology for the inconvenience this issue may have given you. I would further like to add if there are any additional issues please do not hesitate to call on me.
USPS then delivered mail to Klein and his wife until a subsequent one-time confrontation between one of Klein’s former neighbors and the USPS carrier.
Only after that unrelated conflict, and seemingly in retaliation, the localPostmasteratthetimecreatedthispretextfordeliveryrefusaltoKlein
(although the local Postmaster had previously informed Klein that he did not consider the road unsafe):
becauseofthewidthoftheroad,whichisasinglelaneroadand the carrier has been having trouble going down that driveway. Well he, he meets somebody, somebody, another neighbor down there and they get a big fight and nobody will back upand nobody will move and it just, it just got old and she um, neighborwentaroundhim,scratchedhercaronatreebranch or something then to try to give us the bill and we’re not allowed to back-up our vehicles whatsoever, but it’s just a mess down there and yeah, it does have to come out to the road.
Plaintiff Klein observed the unlawful conduct of his neighbor. Upon information and belief, the neighbor’s conduct violated Ohio law but USPS and its officials did not report the neighbor’s unlawful conduct to law enforcement agencies. Instead, USPS and its officials unlawfully deprived Klein of mail delivery service.
In October 2017, USPS stopped delivery of mail to Klein and his wife at 6500 Hillman Ridge Road. The USPS mail carrier at the time told Klein that the mail carrier had not had any accidents on the road, but he intimated that the former neighbor might continue to cause problems. The mail carrier expressed to Klein that he delivered mail on many similar narrow roads. Klein now has to drive 0.4 miles up the road from his home to retrieve his mailandhasa10-mileround-tripjourneyintoGeorgetown,Ohio,toretrieve parcels.UnderUSPSunlawfulthreat tohaveallhismaildesignated “Return
to Sender” if he did not relocate his mailbox 0.4 miles up Hillman Ridge Road, Klein involuntarily acquiesced.
USPS has not determined that the subject portion of Hillman Ridge Road has hazardous conditions. Since the time USPS first concluded Klein’s road was safe,but hence as eddelivery of mail to the properties, the road has been repaved, pull-overs added, trees and brush have been cleared, and the road is even safer than when USPS first authorized mail delivery to Klein’s property in 2015.
There are no reported vehicular accidents in the road’s history. FedEx, UPS, and other delivery vehicles continue to deliver to Klein’s home. The temporary Postmaster informed Klein in 2024 that Klein could restore the mailbox to the end of his driveway. The temporary Postmaster also said he did not consider theroad unsafe but subsequently claimed his carrier refused to travel the subject portion of the road and did not deliver mail to Klein until, under duress, Klein moved the mailbox back to the distant location. The temporary Postmaster claimed he was without authority to rectify the USPS delivery refusal.
USPS has never provided Klein a professionally-supported analytic evidence-based traffic engineering report justifying the USPS delivery refusal.TherearemanyUSPScustomersinBrownCountyandelsewhere
who are similarly-situated to Klein, and living on comparable roads, who USPS lawfully serves. USPS has treated Klein in an arbitrary and capricious manner.
Further evidencing the arbitrary and capricious nature of the USPS conduct, all other providers and vendors deliver to the Klein property. Only USPS refuses. USPS first concluded the road is safe and then, after road improvements,summarily and pretextually alleged that theroad is unsafe. In fact, the road is safe and Klein is lawfully entitled to equal mail service.
Klein has lived in other rural areas with narrow roads and USPS delivered mail to all the mailboxes on those roads. The portion of Hillman Ridge Road in dispute in this matter includes two professionally excavated and maintained pullovers and a designated turn-around. Other roads in Brown County, Ohio, where USPS delivers mail, have fewer or no professionally maintained pullovers, and no designated turn-around.Klein has personally viewed some of the similarly-situated roads in BrownCounty, Ohio, where USPS does provide mail delivery service to properties on those roads.
In September 2024, Klein (by means of written request on behalf of Klein) again asked that USPS deliver mail to where Klein’s property lines meet the public road. USPS had, in the past, delivered mail to the properties.
On October 18, 2024, USPS arbitrarily and capriciously, and withoutrational explanation and evidentiary justification, continued its ongoing refusal to deliver mail to Klein’s addresses. Nevertheless, USPS delivers mail to the properties of similarly situated individuals in Brown County, Ohio.
Klein’s request to USPS for mail service to the properties complies with all USPS General Guidelines and Policies for Rural Delivery.USPS touts its rural mail delivery:
Rural letter carriers perform a vital function in the United States Postal Service (USPS) serving thousands of families and businesses in rural and suburban areas while traveling millions of miles daily. Rural letter carriers are highly respected by the American public. This respect has been earned by many yearsof dedication to the Postal Service and to postal customers. During national and local emergencies, including prolonged periods of extreme weather conditions, rural carriers have demonstrated great responsibility in providing mail service to postal customers.
USPSfurthermandatesthatitslettercarriers:
Use ingenuity and knowledge of local roads to provide as complete service as possible when portions of the route cannot be traveled with the vehicle ordinarily used. However, you are not required to provide service if it would incur excessive expense, jeopardize your safety, or require undue physical strain.
Nevertheless, USPS continues to arbitrarily and capriciously, and otherwise contrary to law and without substantial evidence, except Klein from thisbeneficial and lawfully required USPS rural mail delivery. Delivering mailto the Klein properties does not subject USPS to excessive expense, safety risk, or undue physical strain. All other vendors and services deliver to Klein’s properties. Only USPS refuses, arbitrarily and selectively, contraryto how it treats similarly situated USPS customers. Klein filed the Complaint on November 22, 2024, and First Amended Complaint on March 9, 2025.RE# 13, PAGE ID # 46, et seq.USPS filed its Rule 12(b)(1) Motion to Dismiss on April 3, 2025, arguing that the district court lacked subject matter jurisdiction over Klein’s constitutional equal protection claim.USPS also reserved the right to argue to the Postal Regulatory Commission that the agency lacked jurisdiction over any claim Klein might file with the agency. Not only did the district court erroneously grant USPS’s 12(b)(1) Motion to Dismiss and conclude the district court lacked subject matter jurisdiction, then, after disclaiming subject matter jurisdiction, the district court improperly and superficially addressed the merits of Klein’s constitutional equal protection claim. Citing, in part, case law preceding Village of Willowbrook v. Olech, the district court sua sponte erroneously asserted jurisdiction over the merits of Klein’s equal protection claim and concluded that, as a matter of law, Klein did not, and could not, plead a constitutional equal protection claim against USPS.
The district court also cited an inapposite unpublished Order of this Court of Appeals affirming a district court dismissal of a complaint that (unlike the case at bar) did not allege USPS had acted selectively and arbitrarily against that citizen in deprivation of his individually enforceable constitutional equal protection rights.
Because the regulatory scheme created by Congress, as applied by the district court to Klein, deprives Klein of meaningful access to federal court judicial review of the constitutional equal protection claim, and the district court erred by granting the USPS Motion to Dismiss for lack of subject matter jurisdiction, Klein filed the Notice of Appeal to this Court on December 9, 2025.
SUMMARY OF THE ARGUMENT
The district court erred by overbroadly applying the doctrine of implied preemption of subject matter jurisdiction and by overbroadly applying 39 U.S.C. 3662 to bar the Klein Appellants from accessing meaningful judicial review for their constitutional claim.
ARGUMENT
I. THE DISTRICT COURT ERRED BY APPLYING 39 U.S.C. 3662 TO DEPRIVE THE KLEIN APPELLANTS OF MEANING FULFEDERAL COURT JUDICIAL REVIEW OF THEIR CLAIM FOR INJUNCTIVE RELIEF FROM APPELLEES’ ONGOING UNCONSTITUTIONAL CONDUCT
A. INTRODUCTION
As a matter of constitutional sense, a citizen of the United States has meaningful access to the federal judiciary to seek injunctive relief for an ongoing federal government deprivation of a constitutionally protected individual right.Other statutory procedural and substantive rights Congress may choose to provide individuals in the UnitedStates are inaddition to, not in derogation of, the individuals’ core constitutional right of meaningful access to the federal judiciary to enjoin ongoing unconstitutional federal government conduct.
Even without 28 U.S.C. 1331, an individual would have inherent access to the federal judiciary to seek injunctive relief against unconstitutional federal government conduct. The Constitution itself contemplatesjudicialenforcementofconstitutionallimits.Priorto28U.S.C. 1331, the federal judiciary applied its own inherent adjudicatory power pursuant to the letter and spirit of Marbury v. Madison and enjoined unconstitutional federal government executive conduct. Congress may create and channel statutory causes of action and Klein does not dispute that legislative power.But, considering the matrix of factors created by the Supreme Court, Congress has not impliedly preempted otherwise existing federal district court subject matter jurisdiction over Klein’s constitutional claim.
If Congress intends to displace federal court jurisdiction over an individual’s constitutional claims then Congress must be clear and unmistakable about its intent.The Supreme Court will not countenance casual implied preemption of the federal judiciary’s inherent constitutional authority to enjoin unconstitutional conduct by the federal government. Where, as here, PRC agency review is discretionary and not mandatory, review is delegated under a cryptic and limited regulatory scheme, agency review is for statutory questions, and appellate review is deferential to the agency and not de novo, the Supreme Court has not ratified the implied preemption of federal judiciary subject matter jurisdiction over claims for injunctive relief from ongoing unconstitutional conduct.
Congress did not, in 39 U.S.C. 3662 and 3663, clearly and affirmatively provide for meaningful and timely ArticleIII review of Klein’s constitutional claim for injunctive relief. In fact, USPS expressly reserved the right to object to PRC jurisdiction over Klein’s claim were Klein to file a complaint at the PRC.USPS Motion to Dismiss, RE# 16, PageID# 64.
In the context of the subject matter jurisdiction question before this Court of Appeals, and the full context for deciding whether Congress impliedly preempted the local federal district court of subject matter jurisdiction over Klein’s constitutional claim for injunctive relief, USPS’s Catch-22 jurisdiction position warrants emphasis:USPS expressly reserved theright to object to PRC jurisdiction over Klein’s claim were Klein to filea complaint at the PRC whilesimultaneously objecting to federal court subject matter jurisdiction.Whether or not Klein is able to prevail on the merit of the Village of Willowbrook v. Olech deprivation of equal protection constitutional claim, USPS wants to jurisdictionally and substantivelynullify Klein’s constitutional claim in its entirety.
It is common and normal for a citizen to have options in the face of government misconduct.For example, a citizen harmed by police excessive force may pursue administrative remedies, state remedies, or constitutional remedies. One does not foreclose the other. Another example is the government employment context where an aggrieved employee maypossibly have contract remedies or statutory remedies or constitutional claims. Zoning and land-use is another similar context with possible options.
Public utility regulation is yet another.Klein’s constitutional claim is not a creature of Congress.
The district court erroneously elevated the Congressional statutory PRCprocedureoverKlein’sconstitutionalrighttomeaningfulreviewbythe federal judiciary of the distinct injuries and separate questions under principles of constitutional law. Unlawful government conduct pursuant to regulatory standards is different than the government unconstitutionally singling out customers of services without a rational basis as in Village of Willowbrook v. Olech.
39 U.S.C. 3662 creates alimited and discretionary statutory procedure providingthatan interestedpersonwhobelieves USPSisviolatingahandful of specified statutes “may lodge a complaint with the Postal Regulatory Commission in such form and manner as the Commission may prescribe.” Congress conferred discretion on a claimant to choose whether to file a statutory claim at the PRC (“may”) and Congress also conferred discretion on the PRC whether to either begin proceedings or else dismiss the complaint (“either . . . “or”). Congress explicitly identified some possible remedies for the PRC and those explicit remedies bear no relationship whatsoever to the subject matter of Klein’s claim that USPS unconstitutionally deprived Klein of the right to equal protection under the laws: “ordering unlawful rates to be adjusted to lawful levels, ordering the cancellation of market tests, ordering the Postal Service to discontinue providing loss-making products, or requiring the Postal Service to make up for revenue shortfalls in competitive products.” Congress also conferred explicit authority on the PRC to order fines, a remedy that also does not provide the necessary relief to Klein.
In 39 U.S.C. 3663, Congress authorized a party adversely affected or aggrieved by a decision of the PRC to appeal to the United States Court of Appeals for the District of Columbia.That Court of Appeals must deferentially rule“onthebasis of therecord beforetheCommission [PRC].” Klein adds: “on the basis of the record [if any] before the Commission [PRC].”
Klein necessarily does not dispute the authority of Congress to createa statutory agency to hear statutory claims.But, Klein does not present a statutory claim.Klein disputes the district court’s application of 39 U.S.C. 3662and3663,anditsfocusonlimitedstatutoryclaims,todivestthedistrict court of subject matter jurisdiction over Klein’s constitutional claim for injunctive relief that USPS is unconstitutionally depriving Klein of the right to equal protection under the law by USPS’s ongoing intentional selective conduct. Constitutional injury exists independently of regulatory review.
Congress did not silently divest federal courts of jurisdiction in 39 U.S.C. 3662 and require that constitutional claimants await any possible discretionary agency review. There is no overbroad and vague implied statutory preemption of basic constitutional principles.
B. SUPREME COURT PRECEDENT DIRECTS THE CONCLUSION THAT CONGRESS HAS NOT IMPLIEDLY PREEMPTED FEDERAL DISTRICT COURT SUBJECT MATTER JURISDICTION OVER CONSTITUTIONAL CLAIMS FOR INJUNCTIVE RELIEF AGAINST USPS
The United States Supreme Court has never concluded, in circumstances functionally similar to the very limited statutory scheme enacted by Congress in 39 U.S.C. 3662 and 3663, that citizens alleging deprivation by the federal government of their constitutional right to equal protection may also be deprived of meaningful access to the federal judiciary seeking injunctive relief from the federal government’s ongoing unconstitutional conduct.To the contrary, the Supreme Court has drawn the subject matter jurisdiction line in a way demonstrating the district court below erred by granting the USPS 12(b)(1) Motion to Dismiss.
There are a number of Supreme Court rulings to review and consider. The precedents demonstrate there are a matrix of considerations directing a subject
matter
jurisdiction
decision
one
way
or
the
other.
Klein acknowledges that those considerations cut in both directions but, in
the final analysis, the subject matter jurisdiction decision is controlled by core principles of fundamental constitutional federal court adjudicatory powerand the fundamental significance of deprivations of individual constitutional rights.The underlying deprivation here is the constitutionally-protected individual right of equal protection. The Congressionally created statutory Postal Regulatory Commission has both limited and vague jurisdiction. Those two considerations direct the decision here to the conclusion that the federal judiciary retains its otherwise constitutionally and statutorily prescribed subject matter jurisdiction to hear and decide the merits ofKlein’s constitutional claim. Both as a matter of statutory interpretation and as a matter of maintaining separation of powers, 39 U.S.C. 3662 and 3663 provide only a discretionary regulatory complaint process incapable of meaningfully addressing and adjudicating an individual constitutional claim with guaranteed de novo judicial review.
In2023,in Axon Enterprise,Inc.v.Federal Trade Commission,598
U.S.175(2023),considering the constitutional claims before it, the Supreme Court confirmed district court subject matter jurisdiction and held that neither the Securities Exchange Act nor the Federal Trade Commission Act, and the complex and comprehensive regulatory enforcement schemes
created by each legislation, substituted for every claim concerning the respective agency’s action.The Supreme Court applied the Thunder Basin factors (discussed below) and concluded that each plaintiff had access to federal court to challenge the constitutional authority of each agency to proceed with its ongoing respective administrative enforcement action.
Concurring Justice Thomas, and separately concurring Justice Gorsuch, vigorously argued to retire the
Thunder Basin factors. The Justices cautioned against judicial activism in overextending exceptions to the plain meaning of the subject matter jurisdiction conferred on the federal judiciary by 28U.S.C.1331.They advocated allowing plaintiffs meaningful access to the federal judiciary to challenge unlawful federal government conduct.
3
3 Justice Gorsuch presented the appropriate framework for analysis. He emphasizes that 28 U.S.C. 1331 provides “Not may have jurisdiction, but shall.Not some civil actions arising under federal law, but all.The statute isasclear asstatutes get....”Axon,598 U.S.at205(emphasisinoriginal). Quoting Rosencrans v. United States, 165 U.S. 257, 262, 17 S.Ct. 302, 41 L.Ed. 708 (1897), Justice Gorsuch properly reminds that “statutes clearly defining the jurisdiction of courts . . . must control . . . in the absence of subsequent legislation equally express.”Axon at 208.He added (quoting Mimsv.ArrowFinancialServices,LLC,565U.S.368,383,132S.Ct.740,
181 L.Ed.2d 881 (2012)) that is why the Supreme Court has said that “jurisdiction conferred by 28 U.S.C. 1331 . . . should hold firm against mere implication[s].” Id. (emphasis added).
Justice Gorsuch left no doubt about the framework this Court of Appeals must apply when determining whether Klein has meaningful access to the federal judiciary to adjudicate the claim for injunctive relief that USPS is depriving Klein of the constitutional right to equal protection under the law:
The cryptic and superficial 39 U.S.C. 3662 and 3663 (and the Postal Regulatory Commission) are much more limited and discretionary than the two different broad statutory agency enforcement schemes under review in Axon and are very different than the expansive and detailed procedural and substantiveSECandFTCenforcementpowers.AxondemonstratesCongress does not have plenary constitutional authority to divest the citizenry of meaningful access to the federal judiciary for all claims against unlawful federal agency conduct. Klein’s claims here, albeit not the substantive equivalent of each “sweeping” claim in Axon the Supreme Court required to be heard on the merits in federal court, nevertheless raise constitutional issues of individual rights requiring meaningful access to the federal judiciary.
Unlike the case a tbar, the two matters consolidated in Axon originated as federal government administrative enforcement actions against an individual and against a corporation, respectively.The detailed regulatory schemes for each agency enforcement action in Axon bear no substantial resemblance to 39 U.S.C. 3662 and 3663.
“When Congress withholds jurisdiction, we must respect its choice.But when Congress grants jurisdiction to the Nation’s courts, we must respect that choice too. We have no authority to froth plain statutory text withfactors of our own design, all with an eye to denying some people the day in court the law promises them.”Id. at 217.
In Axon, the Supreme Court zeroed in on “covered cases” for a Congressionally-enacted regulatory scheme, 598 U.S. at 185, and emphasized: “But a statutory review scheme of that kind does notnecessarily extend to every claim concerning agency action.”Id.Stating this another way, the Court echoed the earlier Thunder Basin by reminding of an essential question:“whether the particular claims brought were ‘of the type Congress intended to be reviewed within this statutory structure.’”Id.,
p. 186.The Supreme Court concluded in Axon:“The claims are not ‘of the type’ the statutory review schemes reach . . . . A district court can therefore review them.” Id., p. 196.
The Supreme Court delineated the three applicable Thunder Basin factors: 1) could precluding district court jurisdiction “foreclose all meaningful judicial review” of the claim; 2) is the claim “wholly collateralto [the] statute’s review provisions”;and 3) is the claim “outside the agency’s expertise.” Id. The Court advised that “Congress rarely allows claims about agency action to escape effective judicial review,” while also acknowledging an agency often has a “heightened role in the matters it customarily handles, and can apply distinctive knowledge to.”Unlike a federal district court, the Postal Regulatory Commission does not customarily handle claims that USPS has deprived individuals of
constitutionally protected rights like the equal protection constitutional right held justiciable and cognizable in Village of Willowbrook v. Olech.
In Free Enterprise Fund v. Public Company Accounting Oversight Board, 561 U.S. 477 (2010), like Axon, the Supreme Court similarly held that the federal statutory scheme did not provide the plaintiff meaningful access to the federal judiciary because the plaintiff’s claim was “collateral” to the pending agency proceeding and was “outside the Commission’s competence and expertise.”Ratifying federal court subject matter jurisdiction, the Court held the plaintiff “raised only a ‘standard’ issue of administrative and constitutional law.”561 U.S. at 490.Klein’s Village of Willowbrook v. Olech equal protection claim here is similarly a standard issue of constitutional law and outside the PRC competence and expertise.
In Axon, the Supreme Court emphasized that the Free Enterprise facts and law meant that the plaintiffs there “might never have had judicial recourse.”That is also so with the words of 39 U.S.C. 3662 and 3663, compounded by the USPS reservation of rights to argue to the PRC that the PRC lacks jurisdiction over Klein’s claim.Not only did Congress not expressly confer jurisdiction in the PRC to hear and decide Klein’s claim of ongoing deprivation of constitutional rights, and did not mandate that Klein’s claim of deprivation of equal protection actually be heard at the PRC, the PRC has no expertise and competence to do so in any event. Appellate review is then deferential and based on a potentially non-existent PRC record.
USPS exercised its power selectively and arbitrarily and directed at Klein, just as in Village of Willowbrook v. Olech, in a way the Constitution forbids, and Congress did not delegate that constitutional question to the PRC. Klein is being forced to ask to litigate a constitutional claim in a tribunal designed to hear regulatory issues, not constitutional claims where USPS has singled out one party for adverse treatment.
The Supreme Court concluded in Axon: “The claims are not ‘of the type’ the statutory review schemes reach . . . . A district court can therefore review them.”Axon at 195-96.Klein’s claim is of a different nature than the claims in Axon.Nevertheless, the Olech v. Willowbrook deprivation of equal protection constitutional claim is also not “of the type” an individual protected by the United States Constitution, Marbury v. Madison, United States v. Klein, and the matrix articulated by the United States Supreme Court in subsequent decisions, has to ask for permission to litigate before an agency not mandated or qualified to hear it.Implied preemption of subject matter jurisdiction is inapplicable.
In Thunder Basin Coal Co. v. Reich,510 U.S.200, 114 S.Ct. 771,127 L.Ed.2d 29 (1994), the Supreme Court concluded the regulatory scheme allowed for the plaintiff’s constitutional claims to be “meaningfully addressedintheCourtofAppeals.”510U.S.at215andn.20.TheSupreme Court also asked whether Congress’ intent to preclude district court jurisdiction was “fairly discernible in the statutory scheme.” Id., at 2017.The Court found implied preemption of district court jurisdiction becausethe federal enforcement statute was comprehensive and required mine operators to raise all objections, including constitutional objections, within that regulatory scheme.Also, there was guaranteed meaningful judicial review in the specified Court ofAppeals becausethe Court of Appeals could decide constitutional questions de novo.
The regulatory scheme under review in Thunder Basin at 30 U.S.C. 801, et seq., provides, as the Supreme Court described:“a detailed structure for reviewing violations of ‘any mandatory health or safety standard, rule, order, or regulation promulgated’ under the Act [Federal Mine Safety and Health Amendments Act of 1977].” Mine operators’ challenges to enforcement measures by the Mine Safety and Health Administration are reviewedby the Federal Mine Safety and Health Review Commission.Mine operators may challenge adverse Commission decisions in the
appropriate court of appeals.The technical enforcement matter at issue in Thunder Basin relating to posting designation of miners’ representatives entitled to exercise walk around inspection rights is fundamentally different than Klein’s constitutional equal protection claim and individual rights inthe case at bar.
The mine operator in
Thunder Basin “pressed two primary claims below:” the designation of miners’ representatives violated 1) the principles of collective bargaining; and 2) the right to exclude nonemployee union organizers from its property. 510 U.S. at 213-14.The Supreme Court held: “We conclude that the Mine Act’s
comprehensive enforcement structure, combined with the legislative history’s clear concern with channeling and streamlining theenforcement process,establishes a ‘fairly discernible’ intent to preclude district court review in the present case.” 510 U.S. at 216 (emphasis added).There is no similar comprehensive enforcement structure and legislative history pertinent to USPS’s deprivation of Klein’s constitutional right to equal protection that supports divesting district courts of 28 U.S.C. 1331 subject matter jurisdiction.What the Supreme Court held in
Thunder Basin is inapplicable to 39 U.S.C. 3662 and 3663: “To upholdthe District Court’s jurisdiction in these circumstances would be inimical to
the structure and purposes of the Mine Act.”Id.4There is no similar structure and purposes in 39 U.S.C. 3662 and 3663.
In Elgin v. Department of Treasury, 567 U.S. 1, 132 S.Ct. 2126, 183 L.Ed.2d 1 (2012), an employment case, the Supreme Court held the district court lacked jurisdiction to hear a claim that the federal draft law was unconstitutional and directed the employee to the Merit Systems Protection Board (“MSPB”). The Supreme Court explained that the very comprehensive, integrated, and exclusive Civil Service Reform Act (“CSRA”), regulating all aspects of federal employment claims and remedies, required that employees raise all challenges to covered adverse employment actions—including constitutional challenges—in the
4 Having concluded that Congress channeled the mine operator to mandatory and exclusive agency review, the Supreme Court stated in passing that even though the general rule is that the constitutionality of congressional enactments is beyond the jurisdiction of administrative agencies, in that case the mine operator’s constitutional claim raised as a defense to the enforcement process could be “meaningfully addressed in the Court of Appeals.”510 U.S. at 215.However, the referenced constitutional claim in Thunder Basin arose as a defense within a comprehensive regulatory structure and a mandatory and exclusive enforcement proceeding. 39 U.S.C. 3663, by contrast, oversees PRC regulatory decisions, there is no comprehensive enforcement scheme, and nothing evidences that the D.C. Circuit serves as the sole forum for adjudicating constitutional claims arising independent of PRC authority. 39 U.S.C. 3663 has no nexus to a mandatory enforcement proceeding, no exclusivity language, no express displacement of district court jurisdiction, and no indication Congress intended that claims arising anywhere in the country of deprivation of the constitutional right to equal protection be funneled to the United States Court of Appeals for the District of Columbia.
administrative process, with judicial review available in the Federal Circuit. The same cannot reasonably and accurately be said of 39 U.S.C. 3662 and 3663.These statutes are not comprehensive, integrated, and exclusive in the way the CSRA is for federal employment. Unlike the CSRA in Elgin,39
U.S.C. 3662 and 3663 do not mandate that claimants raise constitutional deprivation claims before the PRC. Congress did not make PRC review exclusive or mandatory for Klein’s constitutional claim.
39 U.S.C. 3663, and its deferential appellate review of PRC rulings, does not justify implied preemption of federal district court subject matter jurisdiction over Klein’s claim that USPS is depriving him of the constitutional right to equal protection under the law. Appellate reviewunder 39U.S.C.3663 is derivativeof PRC statutory authority.The PRChas no jurisdiction over Klein’s claim that USPS is depriving Appellants of their constitutional right to equal protection and, consequently, neither does the Court of Appeals. The Court of Appeals for the District of Columbia may only review substantive issues the statute empowers the PRC to resolve and the agency actually resolves.American Library Association v. FCC, 406 F.3d 689, 698 (D.C. Cir. 2005)(an agency is a creature of statute); Aid Association for Lutherans v. USPS (321 F.3d 1166, 1173 (D.C. Cir. 2003)(USPS acts unlawfully if it exceeds its statutory authority). Moreover,
the Supreme Court has now overruled Chevron, further limiting agency discretion to act as the agency chooses. Loper Bright Enterprises v. Raimondo, 603 U.S. 369 (2024).
The D.C. Circuit emphasized that in reviewing PRC decisions its role is confined to assessing whether the Commission acted “within the scope of its statutory authority.” GameFly, Inc. v. Postal Regulatory Commission,704 F.3d 145, 148 (D.C. Cir. 2013).39 U.S.C. 3662 allows (but does not even require) the PRC to decide issues of statutory compliance.The statute does not empower the PRC to decide constitutional violations and the agency will not create a record or issue a decision for Klein’s constitutional claim, the sole claim in the case at bar.
Without an express and sufficient statutory divestment of jurisdiction, 28 U.S.C. 1331 continues to govern federal court jurisdiction over ongoing claims for injunctive relief that the federal government is violating Klein’s right to equal protection under the law.The district court erred by concluding that 36 U.S.C. 3662 and 3663 impliedly preempted the Constitution and 28 U.S.C. 1331 and divested the district court of subject matter jurisdiction.
II. THE DISTRICT COURT ERRED BY ADDRESSING THE MERITS OF THE KLEIN APPELLANTS’ EQUAL PROTECTION CLAIM AFTER THE DISTRICT COURT HAD ALREADY DISCLAIMED SUBJECT MATTER JURISDICTION
After concluding that it lacked subject matter jurisdiction, the district court nevertheless further erroneously concluded, in so many words, that Klein had failed to plead a constitutional equal protection claim upon which relief can be granted. In Steel Co. v.Citizens for a Better Environment,523 U.S. 83 (1998), the Supreme Court held: “A federal court must establish Article III subject-matter jurisdiction before addressing the merits of a claim.” 523 U.S. at 94-95. Without jurisdiction the court cannot proceed at all in any cause.Id.
The district court’s merits analysis and ruling is ultra vires and,in any event, substantively erroneous.Village of Willowbrook v. Olech leaves no doubtthat Klein’s Amended Complaint pleads a claim upon which relief can be granted.
CONCLUSION
The Klein Appellants’ claim for injunctive relief that USPS is unconstitutionally depriving them of their constitutional entitlement to equal protection under the law is not “of the type” 39 U.S.C. 3662 reaches. There is nothing in the words of the statute demonstrating a Congressional
mandate for USPS customers to administratively try to litigate claims of deprivation of individual constitutional rights, or establishing PRC expertise to hear and decide those constitutional claims, or allowing necessary de novo appellate oversight, constituting meaningful access for Klein to the federal judiciary. It makes constitutional sense that an individual being deprived by the federal government of a constitutional right would have meaningful accessto the processes and expertise of the federal judiciary for purposes of injunctive relief.
The district court erred by granting USPS’s 12(b)(1) Motion to Dismiss for lack of subject matter jurisdiction.
Respectfullysubmitted,
/s/RichardGanulin
RichardGanulin,Esq.(0025642) Attorney at Law
3662KendallAvenue
Cincinnati,Ohio45208
(513)405-6696
CounselforPlaintiffs-Appellants
CERTIFICATE OF SERVICE AND COMPLIANCE
1) I certify that on March 6, 2026, a copy of Brief of Plaintiffs-Appellants Charles H. Klein, Jr., Annette Klein, Eric Havens, and Shandra Havens was filed electronically.Notice of this filing will be sent by operation of the Court’s electronic filing system to all parties indicated on the electronic filing receipt.Parties may access thisfiling through the Court’s system.
2) This brief complies with the volume limitation of Fed.R.App.P. 32(a)(7)(B).The brief contains 6,200 words in proportionally-spaced font, Times New Roman, excluding the parts of the brief exempted by Fed.R.App.P. 32(a)(7)(B)(iii).
/s/RichardGanulin
RichardGanulin
CounselforPlaintiffs-Appellants
DESIGNATION OF RELEVANT DOCUMENTS IN RECORD
Southern District of Ohio, Western Division, Case No.1:24-cv-00672
LII>U.S.Code>Title39>PARTIV>CHAPTER36>SUBCHAPTERV
>§3662
39U.S.Code§3662-Rate and service complaints
U.S.Code Notes Authorities(CFR)
(a) INGENERAL.-
Anyinterestedperson(includinganofficer ofthePostalRegulatory Commission representing theinterests ofthegeneral public) whobelieves thePostalService is notoperating in conformance with the requirements of the provisions of sections 101(d),401(2),403(c), 404a,or 601,orthischapter(orregulations promulgated under any of those provisions) may lodge a complaint with the Postal Regulatory Commission in such form and manner astheCommission may prescribe.
(b) PROMPTRESPONSEREQUIRED.-
(1) INGENERAL.-ThePostalRegulatoryCommissionshall,within90days after receivingacomplaint under subsection (a)-
(A) either-
(i) upon a findingthat such complaint raises material issues of fact or law, begin proceedings on such complaint; or
(ii) issue anorderdismissingthecomplaint;and
(B) withrespectto anyactiontakenunder subparagraph (A)(i)or(ii), issue a written statement settingforth the bases ofits determination.
(2) TREATMENTOFCOMPLAINTSNOT TIMELYACTEDON.-
Forpurposesofsection3663,anycomplaint under subsection(a)onwhich the Commission fails to act inthe time and manner required byparagraph
(1)shallbetreatedinthesamewayasif it hadbeendismissed pursuantto an order issued bythe Commission on the last day allowable for the issuance of such order under paragraph (1).
(c) ACTIONREQUIREDIFCOMPLAINTFOUNDToBEJUSTIFIED.-
IfthePostal Regulatory Commission findsthecomplaint to bejustified, it shall order that the Postal Service take such action astheCommission considers appropriate in order to achieve compliance with the applicable requirements and to remedy the effects of any noncompliance (such as ordering unlawful ratesto beadjusted to lawful levels, orderingthecancellation of market tests, orderingthe Postal Service todiscontinue providingloss-making products, or requiring the Postal Service tomake up for revenue shortfalls in competitive products).
(d) AUTHORITYToORDERFINESINCASESOFDELIBERATENONCOMPLIANCE.-
1naddition,incasesof deliberate noncompliance bythePostalService withthe requirements of thistitle,the Postal Regulatory Commission may order, based onthenature, circumstances,extent,and seriousness of thenoncompliance,a fine(intheamount specified bytheCommission initsorder)for each incidence of noncompliance. Fines resulting from the provision of competitive products shall be paid from theCompetitive Products Fund established in section 2011. All receipts from fines imposed under this subsection shall be deposited in the general fund of the Treasury of the United States.
(AddedPub.L.109-435,title11,§205,Dec.20,2006,120Stat.3216.)
LII>U.S.Code>Title39>PARTIV>CHAPTER36>SUBCHAPTERV
>§3663
39U.S.Code§3663-Appellate review
Aperson, includingthe PostalService, adverselyaffected oraggrievedbyafinal orderordecisionofthe Postal RegulatoryCommissionmay, within30daysafter suchorderordecisionbecomesfinal,instituteproceedingsforreviewthereofby filingapetitioninthe UnitedStatesCourtofAppealsfortheDistrictofColumbia. Thecourtshallreviewtheorderordecisioninaccordancewithsection706oftitle
�.andchapter158andsection2112oftitle28,onthebasisoftherecordbefore the Commission.
(AddedPub.L.109-435,title11,§205,Dec.20,2006,120Stat.3217.)